TA – KYC/AML Associate Consultant (M/F)
Key Responsibilities:
Lead AML/KYC processes within the Transfer Agency, focusing on investor onboarding, periodic reviews, and maintaining static data.
Oversee and ensure accurate management of the investor register, tracking capital activity, and distributing reports to clients.
Analyze investor documentation to ensure compliance with Luxembourg regulatory requirements.
Collaborate closely with internal teams (Compliance, Legal, Fund Administration) and external partners.
Conduct Client Due Diligence (CDD) and Ongoing Due Diligence (ODD) while maintaining up-to-date investor files.
Support Transfer Agency-related projects and ad hoc tasks, ensuring adherence to procedures and deadlines.
Escalate and resolve AML/KYC issues in collaboration with the Compliance Director.
Requirements:
Minimum 4 years’ experience in Transfer Agency, AML/KYC, or related compliance roles.
Strong understanding of investor register management and fund administration processes in Luxembourg.
Proficiency in Microsoft Office and familiarity with screening database software.
Excellent organizational, communication, and multitasking skills.