Senior Fund Distribution SME (m/f)

Expertise required:

  • Understanding of the marketing, distribution and licensing of UK and Luxembourg domiciled funds
    • UK distribution experience including impact of Brexit on passporting changes, dealing with private placement queries for UK domiciled funds 
    • EU distribution experience (including CBDF, facilities agents, paying agents), dealing with private placement queries for EU domiciled funds
    • Marketing experience (including Pre-marketing, reverse solicitation,  ESMA guidelines)
    • License applications (for entity, note fund registrations are not done by Compliance Advisory)
  • Ideally SFDR experience with respect to Marketing requirements
  • Understand differences between MiFID company / AIFM / ManCo to understand M&G set up etc

Responsibilities for Marketing :

  • Supporting on reg change projects (e.g. CBDF, SFDR)
  • Supporting on business initiatives (e.g. r’A marketing)
  • Horizon scanning + impact analysis (providing support to Specialist). Note this is a requirement coming out of the CCP project.
  • Advisory support to 1st line Marketing team on complex queries

Responsibilities for Distribution

  • license applications e.g. Swiss, Italian, Taiwan (providing support to Specialist)
  • Private placement queries for both UK and EU domiciled funds (complex queries)
  • Supporting on reg change projects (e.g. CBDF, OFR, TPR / TMPR)
  • Horizon scanning function for 1st line where distribution activities impacted (as not all changes are identified by Reg Dev)
  • Challenge and oversight for relevant 1st line teams within Neal Brooks’ world
  • Advisory support to 1st line to relevant Sales and Distribution teams on complex queries

Transferring first line activities to appropriate teams (distribution package and event approvals, marketing agreements, intracompany agreements

Job Category: TA
Job Type: Consulting
Job Location: Luxembourg

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