Senior compliance Officer
Your Day-to-Day
- Conduct compliance risk assessments and implement monitoring plans
- Ensure adherence to MIFID regulations and oversee Omnibus accounts
- Support the trading room by providing compliance guidance on market activities
- Oversee governance frameworks and ensure regulatory alignment
- Collaborate with Belgian entities and liaise with the BNB (Banque Nationale Belge)
- Monitor AML/KYC processes and ensure regulatory compliance
- Develop and execute remediation plans for regulatory and client file updates
- Maintain compliance dashboards and key risk indicators (KRI)
- Act as a point of contact for regulatory bodies and internal stakeholders
- Provide compliance training and guidance to internal teams
Your Profile
- Strong experience in compliance, preferably within a wealth management or PSF environment
- In-depth knowledge of MIFID, AML/KYC regulations, and trading room operations
- Familiarity with governance structures and regulatory requirements in Belgium and Luxembourg
- Strong analytical skills and ability to manage compliance risks proactively
- Fluency in English; French is a plus but not mandatory
Job Category: Compliance
Job Type: Consulting
Job Location: Luxembourg