Senior Compliance Officer – Alternative Asset Management
Your Day to Day
As a Compliance Officer within an international asset management firm, your mission will be to support the ongoing development and implementation of compliance policies and controls, with a focus on private credit and AIFM-regulated activities. Working in close collaboration with senior compliance staff and operational teams, your responsibilities will include:
- Contributing to the development, review, and maintenance of internal compliance policies and procedures in line with regulatory requirements.
- Updating and executing the compliance monitoring plan, assessing control effectiveness, and recommending improvements where necessary.
- Supporting regulatory registration and notifications linked to AIFs (e.g., changes in prospectus, marketing notifications, major holdings).
- Assisting in communication and reporting with local regulatory authorities and auditors.
- Providing regulatory insight and advice to the business, participating in internal projects and regulatory updates.
- Monitoring and analysing regulatory developments, helping operational teams implement required changes.
- Performing due diligence and ongoing reviews of outsourced compliance/AML service providers.
- Assisting in delivering compliance training (induction, annual refreshers, and ad hoc sessions).
- Offering ad-hoc support to the AML/Compliance team as needed.
- Promoting awareness of ESG considerations in line with compliance responsibilities and company values.
Your Profile
To be successful in this role, you should bring:
Experience & Knowledge
- Minimum 5 years of experience in a compliance or regulatory function, preferably within an AIFM or advisory environment.
- Solid understanding of Luxembourg regulatory requirements, ideally with a background in private credit or alternative investment funds.
- Familiarity with AML laws and best practices is a strong asset.
- Fluency in English is essential; other languages are a plus.
Skills & Competencies
- Ability to work autonomously and take ownership of projects with minimal supervision.
- Strong analytical and problem-solving mindset, capable of managing multiple priorities.
- Excellent communication skills with the confidence to engage with senior stakeholders and present findings clearly.
- Highly organized with attention to detail and a proactive attitude.
- Demonstrates a risk-aware and compliance-first approach in all activities.
Mindset & Culture Fit
- Ethical, diligent, and resilient professional with strong integrity.
- Committed to fostering an inclusive and responsible corporate culture.
- Collaborative team player with a service-oriented mindset.
- Able to navigate complexity and ambiguity while delivering concrete results.
Job Category: Compliance
Job Type: Consulting
Job Location: Luxembourg