Senior Analyst, Register Services (m/f)
Missions
- Analyze the documentation to ensure coherence with risk profile, review of potential sanctions & CTF alerts and escalate to fund’s MLRO requiring written explanations
- Perform in-depth review of distributor’s AML/KYC policies and operational framework
- Provide clarification to investors or distributors, handling queries and leading conference calls with multiple participants
- Shareholder and Dealer accounts validation in core system on a daily basis and perform regular quality reviews and validation of AML/KYC and tax data
- Ensure prompt release of pending cash items due to blocked account for KYC
- Manage alerts due to name screening or incoming cash flows mismatched items
- Help Register analysts achieving their objectives, act as a trusted advisor for them
- Use BP module specific features like mass account creation
Profile
- Min 2-3 years experience as Register Analyst & strong AML/KYC knowledge
- Flexible, available, well-organized, capacity to work under pressure
- Fluent in English & Strong Communication skills, able to lead calls with Clients
- Customer Focus, Teamwork and Cooperation, Concern for Order and Quality, Lead by example
- Strong tax knowledge ( Fatca, CRS, DAC 6, Tax Offence) & In-depth knowledge of regulatory Framework ( CSSF 12-02, GDR 2010, LAW 2004…)
- Core System (SARA & BP module) expertise is mandatory
Nice-to-have
- Post secondary education with an economical background/finance or equivalent experience
- German or any other language is an asset
Job Category: Legal Governance
Job Type: Permanent
Job Location: Luxembourg