Investment Restrictions M/F


  • Testing and monitoring of effectiveness of compliance controls
  • Development and implementation of training initiatives
  • Frequent interaction with the Compliance Control Room and Equities Compliance
  • Global coordination with business, infrastructure and affiliate partners to ensure effective development, implementation and application of compliance-related initiatives
  • Of partners to assure compliance with applicable
  • Monitor and recommend appropriate controls to cover non-programmable guideline restrictions on a timely basis
  • Perform analysis of the data requirements on appropriate systems
  • Work closely with colleagues and clients to respond to queries and to escalate critical issues if needed
  • Coordinate other ad-hoc projects and reporting
  • Overseeing Sales and Trading on the Canadian desk


  • Bachelor’s and University Degree in Finance, Business, Accounting, Economics, Law, Education, Financial Services, MBA, Legal, Management
  • MS Excel
  • Problem solving and analytical skills
  • U.S. Investment Companies Act of 1940
  • Investment compliance to translate client requirements into actionable items for internal teams and work with internal teams
  • Excel and investment systems are to analyze data and generate client reports
  • Fund management processes
  • Products and funds
Job Category: Fund Accountancy
Job Type: Consulting
Job Location: Luxembourg

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