Investment Restrictions M/F
Responsabilities:
- Testing and monitoring of effectiveness of compliance controls
- Development and implementation of training initiatives
- Frequent interaction with the Compliance Control Room and Equities Compliance
- Global coordination with business, infrastructure and affiliate partners to ensure effective development, implementation and application of compliance-related initiatives
- Of partners to assure compliance with applicable
- Monitor and recommend appropriate controls to cover non-programmable guideline restrictions on a timely basis
- Perform analysis of the data requirements on appropriate systems
- Work closely with colleagues and clients to respond to queries and to escalate critical issues if needed
- Coordinate other ad-hoc projects and reporting
- Overseeing Sales and Trading on the Canadian desk
Skills:
- Bachelor’s and University Degree in Finance, Business, Accounting, Economics, Law, Education, Financial Services, MBA, Legal, Management
- UCITS
- MS Excel
- Problem solving and analytical skills
- U.S. Investment Companies Act of 1940
- Investment compliance to translate client requirements into actionable items for internal teams and work with internal teams
- Excel and investment systems are to analyze data and generate client reports
- Fund management processes
- Products and funds
Job Category: Fund Accountancy
Job Type: Consulting
Job Location: Luxembourg