Compliance

Responsabilities:

FRMS teams support and help Management Companies and Depositary Services to fulfil their regulatory responsibilities and duties around investment compliance and risk management.

In this context the teams are responsible for analyzing, implementing and monitoring the investment rules for funds across Europe. They are also responsible for delivering Risk Reporting.

Our team is looking for analyst on FRMS SME team to help us accomplish the control and the oversight on investment restriction of both REPE and UCITS funds under our administration.

TASKS:

  • Be able to perform investment restriction controls on both   :
  • UCITS: analyze the exceptions detected by our Compliance system
  • REPE funds: analyze the NAV packages, transactions and cash flows needed to perform accurate Investment Compliance checks

The results will then be communicated to the different company entities acting as depositary.

  • Management (understanding, implementation and controls) of the risk reports offered to the Management Companies (4Cs report, Liquidity risk, Leverage report …)
  • Develop and maintain efficient communication channels with client by ensuring effective & accurate resolution of enquiries, by full knowledge of clients’ specificities and needs.
  • Close follow up of ESMA, CSSF… publications (law, FAQ, guidelines) related to the Risk Management framework

Skills:

Must-have

  • Basis of Fund investment functioning
  • Good knowledge of UCITS, and Private Equity / Real Estate
  • Mandatory English Language  and French (Written / Oral) Proficiency
  • Practical knowledge on breach monitoring
  • Good communication (written and oral) and interpersonal skills
  • Basis of Fund investment functioning
  • Practical knowledge on breach monitoring
  • Team sprit and team player
  • Analytical skills
  • Quick learner
  • Autonomous

Nice-to-have

  • German/Italian language is considered as an advantage
  • Knowledge of risk management environment, investment strategies & regulatory framework (UCITS Directives, ESMA guidelines, European national laws applicable to UCIs) & best market practices applicable in continental Europe
  • Superior/Relevant Financial Education desirable
Job Category: Compliance
Job Type: Permanent
Job Location: Luxembourg

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