Investment Compliance – German Speaker (m/f)

Key responsibilities:

  • Reviews SimCorp Dimension Set-up for all assigned funds and analyses all exceptions identified by the system in order to assess their active, passive or non-breach nature.
  • Once an active compliance breach has been closed, calculation of impact of the gain/loss of the breach to the fund. Reportion of information to the fund group, client, fund’s auditor and the relevant regulatory body after review and sign-off by the FCM.
  • Prepare the Notification Forms for reporting active compliance breaches to the regulator.
  • Follow-up on related tasks either internally or externally (client, auditors) upon review and sign-off by the FCM.
  • Documents all fund compliance breaches (both active and passive) and ensures that a clear audit trail is in place for each breach.
  • Primary contact point for clients on fund compliance issues. Is responsible for ensuring that a premium service is provided to clients and organizes and participates in conference calls with his/her clients on an ad-hoc basis.

Skills, knowledge, expertise:

  • A language proficiency in German/English and French is an advantage.
  • Knowledge of the software SimCorp Dimension.
  • Experience in the field : 3 out of 5 years.

The work permit is mandatory

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