Investment Compliance


  • Join the team in charge of Investment Compliance controls in the context of the Depositary    Bank oversight duties (legal and regulatory obligations)
  • Organize, coordinate and monitor controls of investment restrictions and policies
  • Setting up and parametrization of in controls in the IC software based on regulation and prospectus
  • Maintain and develop the control plan defined by types of investment funds
  • Contribute to implementation of regulatory developments in Department’s activity
  • Share skills and technical knowledge with other team members


  • University degree (Finance, Economics, Law) or equivalent professional
  • Proven track record within the investment fund industry, having a minimum of 3 years of experience in Investment Compliance In-depth knowledge of the investment funds industry and securities market
  • Fluent in French and/or English
  • Good command of the German language is considered as an advantage
  • Good knowledge of PC applications (Word, Excel, PowerPoint) and financial applications (Bloomberg, etc
  • Outstanding analytical and problem solving skills
  • Highly accurate, dedicated to quality and stress resilient
Job Category: Compliance
Job Type: Consulting
Job Location: Luxembourg

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