Performing tests to assess the compliance of the company’s organization, processes and controls in line with our CMP.
Tasks envisaged :
- Preparation, execution, documentation of design tests and operating effectiveness tests and formulation of conclusions on the compliance of the processes and controls in place within in line with the CMP.
Scope of the mission :
- The mission covers the investment services and products provided.
- The mission covers the FEC, Conduct, Organisational themes of the Risk Compliance Catalogue.
- The scope of the controls and processes to be tested is defined in collaboration with the Compliance department.
- French speaker, English fluent
- Good command of audit/testing methodology
Job Category: Compliance
Job Type: Consulting
Job Location: Luxembourg