Compliance officer
Your Day to Day
- Monitor compliance with local and EU regulatory requirements (CSSF circulars, AML/CFT laws, GDPR, EMIR, MiFID II, UCITS/AIFMD, etc.)
- Perform compliance risk assessments and support the annual Compliance Monitoring Plan (CMP)
- Provide regulatory advice to business lines (fund services, transfer agency, custody, cash/FX operations)
- Review and draft internal policies and procedures to ensure regulatory alignment
- Conduct second-line controls on KYC/AML, transaction monitoring, and due diligence
- Liaise with internal teams (Legal, Risk, Audit, Business Units) and external stakeholders (CSSF, auditors, legal counsel)
- Support the Head of Compliance in preparing regulatory reports and audit responses
- Maintain accurate records of compliance monitoring activities
Your Profile
- Degree in Law, Finance, or a related field
- Solid knowledge of Luxembourg/EU regulations
- 2–5 years of experience in compliance, legal, or risk functions
- Strong analytical and communication skills
- Proactive, organized, and detail-oriented
- Fluent in English; French and/or German is an asset