Compliance Officer

Your Day to Day

  • Execute and document compliance monitoring program (CMP) controls to ensure regulatory adherence.
  • Conduct detailed reviews and updates of internal policies and procedures to maintain compliance with evolving regulations.
  • Perform regulatory watch (reg watch) activities, identifying and communicating regulatory developments relevant to the organization.
  • Support ongoing compliance initiatives specifically focused on Investment Fund Managers (IFMs).
  • Collaborate closely with internal teams to promote a strong compliance culture across all business activities.
  • Assist in internal audits and regulatory inspections by preparing documentation and ensuring all compliance standards are met.

Your Profile

  • Previous experience (approximately 4–5 years) in a compliance function, ideally within the asset management or investment funds industry.
  • Solid knowledge of compliance frameworks, with a focus on fund management regulations (UCITS, AIFMD, etc.).
  • Experience in executing compliance controls, monitoring activities, and reviewing regulatory policies and frameworks.
  • Strong understanding of regulatory monitoring and ability to perform accurate and timely regulatory analysis (reg watch).
  • Excellent attention to detail, organizational skills, and ability to manage priorities independently.
  • Flexible and adaptable mindset, able to work effectively in dynamic environments.
  • Proficiency in English; any additional European language is an asset.
  • This role is not focused on AML/CTF expertise, but rather broader compliance with fund management regulations.
Job Category: Compliance
Job Type: Consulting
Job Location: Luxembourg

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