Compliance Officer
Your Day to Day
- Execute and document compliance monitoring program (CMP) controls to ensure regulatory adherence.
- Conduct detailed reviews and updates of internal policies and procedures to maintain compliance with evolving regulations.
- Perform regulatory watch (reg watch) activities, identifying and communicating regulatory developments relevant to the organization.
- Support ongoing compliance initiatives specifically focused on Investment Fund Managers (IFMs).
- Collaborate closely with internal teams to promote a strong compliance culture across all business activities.
- Assist in internal audits and regulatory inspections by preparing documentation and ensuring all compliance standards are met.
Your Profile
- Previous experience (approximately 4–5 years) in a compliance function, ideally within the asset management or investment funds industry.
- Solid knowledge of compliance frameworks, with a focus on fund management regulations (UCITS, AIFMD, etc.).
- Experience in executing compliance controls, monitoring activities, and reviewing regulatory policies and frameworks.
- Strong understanding of regulatory monitoring and ability to perform accurate and timely regulatory analysis (reg watch).
- Excellent attention to detail, organizational skills, and ability to manage priorities independently.
- Flexible and adaptable mindset, able to work effectively in dynamic environments.
- Proficiency in English; any additional European language is an asset.
- This role is not focused on AML/CTF expertise, but rather broader compliance with fund management regulations.
Job Category: Compliance
Job Type: Consulting
Job Location: Luxembourg