Compliance Support

Missions

  • Performing tests to assess the compliance of the company’s organization, processes and controls in line with our CMP.
  • Preparation, execution, documentation of design tests and operating effectiveness tests and formulation of conclusions on the compliance of the processes and controls in place within in line with the CMP.
  • The mission covers the investment services and products provided.
  • The mission covers the FEC, Conduct, Organisational themes of the Risk Compliance Catalogue.
  • The scope of the controls and processes to be tested is defined in collaboration with the Compliance department.

Profil

  • French speaker, English fluent
  • Good command of audit/testing methodology

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